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NISM Series V A - Mutual Fund Distributor

FREE Mutual Fund Distributor Training of Mutual Fund Distributor

Banking Financial Services and Insurance Sector Skill Council of India in association with Hrishi Computer Education is seeking candidates to provide training on Mutual Fund viz NISM Series V A Exam to make them Mutual Fund Distributors.

The Mutual Fund Distributor viz NISM Series V A Exam Course Process Flow

Enroll for the Course by paying Rs. 3000/- as a Security Deposit out of which Rs. 1000/- is registration Fees and Rs.2000/- is refundable after passing the NISM V A Certification Exam.
The candidate who fails will not be eligible for the refund of Rs. 2000/-
Candidate must Register and Appear for NISM Exam and pass on 1st attempt
After NISM Exam Candidate must register and appear for Skill India Exam
Once pass candidate must Apply for ARN for getting ARN Code
The ARN Code fees must be paid from candidates bank account which will be refunded after completion of all the process.
After completion of all processes you will get the refundable deposit amount of Rs. 3000/-

About Course:

Name: Mutual Fund Distributor viz NISM Series V A Exam
Duration: 24 Hours [Per Day 2 Hours Online Session
Trainer: Expert Certified Industry Trainer

Candidate Eligibility Criteria

Age: The candidate should be above 24 years of age as of the date of Mobilization
Education: Graduate in any stream

COURSE DURATION

24 hrs.

WEEKLY

1 Days/ 2 Hours

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Course Fees

Free

Who can opt for Mutual Fund Distributor NISM course

Benefits of becoming Mutual Fund Distributors:

Eligibility, Details, and Terms & Conditions :

The complete syllabus of this course is given below:

Module 1

INVESTMENT LANDSCAPE

Investors and their Financial Goals
Savings or Investments?
Different Asset Classes
Investment Risks
Risk Measures and Management Strategies
Behavioral Biases in Investment Decision Making
Risk Profiling
Understanding Asset Allocation
Do-it-yourself versus Taking Professional Help

Module 2

CONCEPT AND ROLE OF A MUTUAL FUND

Concept of a Mutual fund
Classification of Mutual Funds
Growth of the mutual fund industry in India

Module 3

LEGAL STRUCTURE OF MUTUAL FUNDS IN INDIA

Structure of Mutual Funds in India
Key Constituents of a Mutual Fund
Organization Structure of Asset Management Company
Role and Support function of Service Providers
Role and Function of AMFI

Module 4

LEGAL AND REGULATORY FRAMEWORK

Role of Regulators in India
Role of Securities and Exchange Board of India
Due Diligence Process by AMCs for Distributors of Mutual Funds
Investor Grievance Redress Mechanism
AMFI Code of Conduct for Intermediaries

Module 5

SCHEME RELATED INFORMATION

Mandatory Documents
Non-Mandatory Disclosures

Module 6

FUND DISTRIBUTION AND CHANNEL MANAGEMENT PRACTICES

The role and importance of mutual fund distributors
Different kinds of mutual fund distributors
Modes of distribution
Pre-requisites to become Distributor of a Mutual Fund
Revenue for a mutual fund distributor
Commission Disclosure mandated by SEBI
Due Diligence Process by AMCs for Distributors of Mutual Funds
Difference between distributors and Investment Advisors
Nomination facilities to Agents/Distributors and Payment of Commission to Nominee
Change of distributor

Module 7

NET ASSET VALUE, TOTAL EXPENSE RATIO AND PRICING OF UNITS

Computation of Net Assets of Mutual Fund Scheme and NAV
Concept of Entry and Exit Load and its impact on NAV
NAV, Total expense ratio and pricing of units for the Segregated Portfolio

Module 8

TAXATION

Applicability of taxes in respect of mutual funds
Capital Gains
Dividend income
Stamp Duty on Mutual Fund Units
Setting off of Capital Gains and Losses under Income Tax Act
Securities Transaction Tax
Tax benefit under Section 80C of the Income Tax Act
Tax Deducted at Source
Applicability of GST

Module 9

INVESTOR SERVICES

The NFO process
New Fund Offer Price/On-going Offer Price for subscription
Investment Plans and Services
Allotment of Units to the Investor
Account statements for investments
Mutual Fund Investors
Filling the Application Form for Mutual Funds
Financial Transactions with Mutual Funds
Cut-off Time and Time Stamping
KYC Requirements for Mutual Fund Investors
Systematic Transactions
Operational aspects of Systematic Transactions
Non-Financial Transactions in Mutual Funds
Change in Status of Special Investor Categories
Investor transactions – turnaround times

Module 10

RISK, RETURN AND PERFORMANCE OF FUNDS

General and Specific Risk Factors
Factors that affect mutual fund performance
Drivers of Returns and Risk in a Scheme
Measures of Returns
SEBI Norms regarding Representation of Returns by Mutual Funds in India
Risks in fund investing with a focus on investors
Measures of Risk
Certain Provisions with respect to Credit risk

Module 11

MUTUAL FUND SCHEME PERFORMANCE

Benchmarks and Performance
Price Return Index or Total Return Index
Basis of Choosing an appropriate performance benchmark
Benchmarks for equity schemes
Benchmarks for Debt Schemes
Benchmarks for Other Schemes
Quantitative Measures of Fund Manager Performance
Tracking Error
Scheme Performance Disclosure

Module 12

MUTUAL FUND SCHEME SELECTION

Scheme Selection based on Investor needs, preference and risk-profile
Risk levels in mutual fund schemes
Scheme Selection based on investment strategy of mutual funds
Selection of Mutual Fund scheme offered by different AMCs or within the scheme category
Selecting options in mutual fund schemes
Do’s and Don’ts while selecting mutual fund schemes

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